International Survey of Investment Adviser Regulation
- Auteur : Kenneth J. Berman, Marcia L. MacHarg
- Editeur : Kluwer Law International
- 3e édition
- Parution : 08/10/2012
- EAN : 9789041136022
- 1 212 pages
Non disponible actuellement
The investment management industry continues to see explosive cross-border growth, while investment advisers seeking access to a cross-border client base confront a variery of different and complex investment adviser regulatory systems. Now in its third edition, is an unparalleled guide to investment adviser regulation in 40 key jurisdictions.
Each chapter represents the contribution of pre-eminent practitioners. A clear, uniform présentation permits easy comparisons among the different regulatory systems. Reflecting other important recent related developments, the chapters also address the use of electronic media and the Internet, regulations governing anti-money laundering, data protection, and consumer privacy, and measures to combat insider trading and market manipulation.
International Survey of Investment Adviser Regulation allows invesment advisers, lawyers, and others in the investment management industry to evaluate the rime, cost, and legal considerations that bear on strategic decisions to provide investment advisory services in specific countries. It also provides a guide for those engaged in the study of comparative regulatory systems, as well as for policy makers seeking to improve and harmonize the regulation of investment advisers worldwide.
About the editors:
Marcia L. MacHarg, a corporate partner of Debevoise & Plimpton LLP for 25 years, is the editor of each edition of International Survey of Investment Adviser Regulation. Ms. MacHarg spent more than 15 years in Debevoise & Plimpton's Washington, D.C. office, before relocating to its Frankfurt office in 2001. Ms. MacHarg, a former staff member of the United States Securities and Exchange Commission, has an international practice, representing clients in a wide variery of regulatory and transactional matters, internat control and compliance assessments, and examinations by securities regulators. She is a member of the Investment Management Group of Debevoise & Plimpton L.LP, an international law firm with offices in New York, Washington D.C., London, Paris, Frankfurt, Moscow, Hong Kong and Shanghai.
Kenneth J. Berman is a partner in the Washington, D.C. office of Debevoise & Plimpton LLP and a member of the Investment Management Group. He focuses his practice on providing regulatory and compliance advice ro financial services firms, particularly investment advisers and sponsors of mutual fonds, private equity funds and orher pooled investment vehicles. Prior to joining Debevoise & Plimpton LLP, Mr. Berman was an Associate Director of the United States Securities and Exchange Commission's Division of Investment Managmenet.
Each chapter represents the contribution of pre-eminent practitioners. A clear, uniform présentation permits easy comparisons among the different regulatory systems. Reflecting other important recent related developments, the chapters also address the use of electronic media and the Internet, regulations governing anti-money laundering, data protection, and consumer privacy, and measures to combat insider trading and market manipulation.
International Survey of Investment Adviser Regulation allows invesment advisers, lawyers, and others in the investment management industry to evaluate the rime, cost, and legal considerations that bear on strategic decisions to provide investment advisory services in specific countries. It also provides a guide for those engaged in the study of comparative regulatory systems, as well as for policy makers seeking to improve and harmonize the regulation of investment advisers worldwide.
About the editors:
Marcia L. MacHarg, a corporate partner of Debevoise & Plimpton LLP for 25 years, is the editor of each edition of International Survey of Investment Adviser Regulation. Ms. MacHarg spent more than 15 years in Debevoise & Plimpton's Washington, D.C. office, before relocating to its Frankfurt office in 2001. Ms. MacHarg, a former staff member of the United States Securities and Exchange Commission, has an international practice, representing clients in a wide variery of regulatory and transactional matters, internat control and compliance assessments, and examinations by securities regulators. She is a member of the Investment Management Group of Debevoise & Plimpton L.LP, an international law firm with offices in New York, Washington D.C., London, Paris, Frankfurt, Moscow, Hong Kong and Shanghai.
Kenneth J. Berman is a partner in the Washington, D.C. office of Debevoise & Plimpton LLP and a member of the Investment Management Group. He focuses his practice on providing regulatory and compliance advice ro financial services firms, particularly investment advisers and sponsors of mutual fonds, private equity funds and orher pooled investment vehicles. Prior to joining Debevoise & Plimpton LLP, Mr. Berman was an Associate Director of the United States Securities and Exchange Commission's Division of Investment Managmenet.
| EAN | 9789041136022 |
| ISBN | 978-90-411-3602-2 |
| Numéro d’édition | 3 |
| Date de parution | 08/10/2012 |
| Nombres de pages | 1 212 |
| Type d’ouvrage | Colloques - Etudes - Rapports |
| Support | Livre |
| Langue | Anglais |
| Auteur(s) | Kenneth J. Berman, Marcia L. MacHarg |
| Editeur | Kluwer Law International |
| Thème | Droit > Droit de la régulation |
| Thème secondaire | Droit > Droit commercial et des affaires > Droit du commerce international |
